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Financial District
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Innovative, Disruptive, Scale

Governance & Compliance

PIVOT team has deep experience and expertise in developing “Governance & Compliance”. Our expertise includes:

  • Advising on Governance Framework - best practice and regulatory requirement

  • Evaluating various Risk to which the client is exposed 

  • Development of Risk Mitigation and control, including dashboard for Board and Management

  • Developing Risk and compliance framework with technology solution

  • Advising on compliance with Regulators, Exchanges and self-regulation

  • Advising with Regulators/ Exchanges on Various matters eg. Cross Boarder market players concerns, etc.

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